Warshaw Burstein LLP | Emerging Tech Law Group | Venture Capital and Securities
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Practice Areas

Venture Capital and Securities

  • Assist companies, venture capital firms, and investors in structuring and negotiating investment deals
  • Provide guidance on securities regulations and compliance for private placements and public offerings
  • Draft and review term sheets, subscription agreements, and other investment documents
  • Advise on due diligence processes for potential investments, including legal and regulatory assessments
  • Assist in the formation and structuring of venture capital funds and investment vehicles
  • Provide counsel on corporate governance issues for portfolio companies
  • Offer legal support for exit strategies, including IPOs and mergers & acquisitions
  • Advise on regulatory compliance with securities laws, including SEC regulations and state blue sky laws
  • Assist in navigating complex tax implications of venture capital investments and fund structures
  • Provide guidance on international investment regulations and cross-border transactions

In the dynamic realm of venture capital and securities, our firm offers comprehensive legal expertise to navigate the complex landscape of investment deals, regulatory compliance, and strategic transactions.

We provide invaluable assistance to companies, venture capital firms, and investors in structuring and negotiating investment deals. Our team works diligently to craft agreements that align with your business objectives while ensuring robust legal protections. We leverage our deep understanding of market trends and industry standards to negotiate terms that are both competitive and favorable to our clients.

Our expertise in securities regulations is paramount in guiding clients through the intricacies of private placements and public offerings. We offer strategic advice on compliance with federal and state securities laws, helping you navigate the complex regulatory landscape to achieve your capital-raising goals. Our attorneys stay abreast of the latest regulatory developments to ensure your offerings meet all legal requirements while maximizing investor appeal.

In the crucial phase of deal documentation, we excel in drafting and reviewing term sheets, subscription agreements, and other investment documents. Our meticulous approach ensures that these documents accurately reflect the agreed-upon terms while providing necessary legal protections. We pay close attention to key provisions such as valuation, liquidation preferences, and anti-dilution protections to safeguard your interests.

For investors and venture capital firms, we provide comprehensive support in due diligence processes. Our team conducts thorough legal and regulatory assessments of potential investments, identifying risks and opportunities to inform your decision-making. We work closely with your team to develop tailored due diligence checklists and provide clear, actionable insights on legal and regulatory matters.

In fund formation and structuring, we offer expert guidance to venture capital firms and investors. We assist in navigating the complex legal and tax considerations involved in establishing investment vehicles, ensuring compliance with regulatory requirements while optimizing structure for your investment strategy and investor base.

Corporate governance is a critical aspect of portfolio company management, and we provide nuanced counsel on these issues. From board composition and voting rights to fiduciary duties and conflict resolution mechanisms, we help establish governance frameworks that promote effective management and protect investor interests.

As your investments mature, we offer strategic legal support for exit strategies. Whether you're considering an IPO or exploring merger and acquisition opportunities, our team provides comprehensive guidance on legal and regulatory requirements, transaction structuring, and negotiation strategies to maximize value and minimize risks.

Regulatory compliance remains a cornerstone of our practice. We offer expert advice on navigating SEC regulations and state blue sky laws, ensuring your investment activities remain compliant with evolving securities regulations. Our proactive approach helps you stay ahead of regulatory changes and avoid potential pitfalls.

Recognizing the complex tax implications of venture capital investments and fund structures, we work closely with tax specialists to provide comprehensive guidance. We help structure investments and funds in a tax-efficient manner, considering factors such as carried interest, tax pass-through entities, and international tax considerations.

In an increasingly globalized investment landscape, we offer crucial guidance on international investment regulations and cross-border transactions. Our team navigates the complexities of multi-jurisdictional deals, addressing issues such as foreign investment restrictions, currency controls, and international securities regulations to facilitate seamless global investment strategies.

Throughout all aspects of venture capital and securities law, our firm remains committed to providing innovative legal solutions that not only address current challenges but also position our clients for long-term success in this dynamic and competitive field.